An innovative RegTech approach to financial risk monitoring and supervisory reporting
作者: Petros KavassalisHarald StieberWolfgang BreymannKeith SaxtonFrancis Joseph Gross
作者单位: 1Panepistemio Aigaiou, Chios, Greece
2Harvard University Weatherhead Center for International Affairs, Cambridge, Massachusetts, USA
3School of Engineering, Zurcher Hochschule fur Angewandte Wissenschaften, Winterthur, Switzerland
4KS Strategic, London, UK
5European Central Bank, Frankfurt am Main, Germany
刊名: The Journal of Risk Finance, 2018, Vol.19 (1), pp.39-55
来源数据库: Emerald Journal
DOI: 10.1108/JRF-07-2017-0111
关键词: Smart contractsAlgorithmic standardsDocument engineeringRegTech
原始语种摘要: Purpose(#br)The purpose of this study is to propose a bearer service, which generates and maintains a “digital doppelgänger” for every financial contract in the form of a dynamic transaction document that is a standardised “data facility” automatically making important contract data from the transaction counterparties available to relevant authorities mandated by law to request and process such data. This would be achieved by sharing certain elements of the dynamic transaction document on a bearer service, based on a federation of distribution ledgers; such a quasi-simultaneous sharing of risk data becomes possible because the dynamic transaction document maintain a record of state in semi-real time, and this state can be verified by anybody with access to the distribution ledgers, also...
全文获取路径: Emerald  (合作)

  • financial 财政的
  • approach 
  • reporting 申报
  • monitoring 监视
  • transaction 处理
  • standards 规程
  • dynamic 动力学的
  • contract 契约
  • operational 运算的
  • methodology 方法学